3: Initial statement of beneficial ownership of securities
Published on March 24, 2020
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
| 1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options (right to buy) | (1) | 01/26/2027 | Common Stock, par value $0.01 per share | 10,000 | $ 19.1 | D | |
| Stock Options (right to buy) | (2) | 10/02/2027 | Common Stock, par value $0.01 per share | 2,000 | $ 16.52 | D | |
| Stock Options (right to buy) | (3) | 08/30/2028 | Common Stock, par value $0.01 per share | 3,000 | $ 13.2 | D | |
| Stock Options (right to buy) | 06/30/2023 | 03/09/2030 | Common Stock, par value $0.01 per share | 30,000 | $ 9.28 | D | |
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Aquilino Brian 2121 ROSECRANS AVENUE SUITE 6300 EL SEGUNDO, CA 90245 |
Chief Operating Officer | |||
Signatures
| /s/ Brian Aquilino | 03/24/2020 | |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The options vest 33.3% per year on January 26, 2018, 2019 and 2020. |
| (2) | The options vest 33.3% per year on October 2, 2018, 2019 and 2020. |
| (3) | The options vest 33.3% per year on August 30, 2019, 2020 and 2021. |